Tag: risk-based

Membahas secara Komprehensip, Mendasar dan Systematis Pendekatan Risk-based dan Self-Assessment dalam Operational Auditing.

Pelatihan untuk Anda:

• Auditors with at least one year of experince.

Tujuan dan Manfaat Pelatihan:

• Understand an audit process used increasingly by world class audit departments
• Practice the keys skills used in this process
• Take home proven evaluation tools used in process

Course Outline

1. Introduction
   • The COSO chalellenge: How to evaluate soft controls?
   • Participatory auditing: Get your customer on the audit team
2. A Better Audit Process
   • The traditional audit process
   • A better audit process:
     • Risk-based
     • Participative
     • Using simple, practical forms of self assessment
     • Value-adding focus on evaluation of system design
3. Phase I: Planning
   • Planning step for a participative audit
   • The acquisition audit approach
   • Audit simulation: Research the Human Resources function
   • Audit simulation: Participative audit planning meeting
   • The risk assessment thought process
   • Identifying and assessing risks: four helpful categories
   • Planning memo: deliverables
   • Characteristics of well-defined audit objectives
4. Phase II: Evaluate the adequacy of system Design
   • Documenting internal controls: traditional methods
   • Documenting internal controls: the risk / control matrix
   • Teaching your audit customer the risk assessment thought process
   • Audit simulation: Exercises in using the risk /control matrix
   • Traditional and emerging concepts of internal control
   • Alternative versions of the risk / control matrix
5. Phase III : Evaluate the Effectiveness of Key Controls
   • Fieldwork: purpose and methods
   • End result auditing
   • Rules of audit evidence, and how they apply to soft controls
6. Develop Recommendations for Improvement
   • Attribute approach to developing audit findings
   • Form for developing and reporting audit findings
   • Participative reporting
7. Report Recommendations for Improvement
   • The final hurdle to participative auditing, and how to lower it:
   • MAP audit report format

Related Topics:

• How to Detect Creative Accounting & Fraud in Financial Report
• How to Establish Effective Internal Controls
• Effective Internal Control: Concept & Implementation
• Information System Audit (Audit Sistem Informasi)
• Managing Internal Audit Department
• Performance Audit

Informasi & Registrasi:

• Untuk keterangan selengkapnya (termasuk biaya dan jadwal pelaksanaan) silahkan dilihat/unduh brosurnya di <A New Dimension In Operational Auditing>.
• Untuk pendaftaran silahkan download Registration Information dan kirim kembali via email atau fax setelah diisi dengan lengkap.
• Bila membutuhkan pelatihan dalam bentuk Inhouse Training silahkan download IHT Request Form dan dikirim kembali kepada kami melalui Fax/email setelah diisi dengan lengkap.
• Anda juga dapat menghubungi langsung penyelenggaranya melalui Tel/SMS/Fax yang tercantum di brosur atau email: lpai.indonesia<at>gmail.com